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Search results for "Lynn Tilton"

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SEC: Polycom ex-CEO hid massive personal perks

The SEC charged Polycom and its former CEO over allegations they hid more than $200,000 in personal perks from investors.
Source: Reuters
Billionaire Tilton vows to fight fraud charges

Lynn Tilton, one of the richest self-made women in America, has vowed to fight fraud charges brought by the SEC, calling it a battle between "good and evil."
Source: CNBC.com | By: Robert Frank
SEC files fraud charges against Lynn Tilton, firms

The SEC said Tilton and the firms have misled investors since 2003 and wrongly collected nearly $200 million in fees and other payments. The case will be heard before an administrative law judge at the SEC. The SEC action against Tilton represents an example of government regulators enforcing the fiduciary standard for investment advisers.
Source: The Associated Press
UPDATE 1-U.S. SEC accuses financier Lynn Tilton of defrauding investors

The Securities and Exchange Commission said that Tilton and private equity business Patriarch Partners were able to collect almost $200 million in fees by failing to properly value the assets in the funds through the methodology described to investors. "We are disappointed that the SEC has chosen to bring an enforcement action that is ill-founded and at...
Source: Reuters | By: Sarah N. Lynch
SEC accuses financier Lynn Tilton of fraud

U.S. regulators took aim at financier Lynn Tilton and her advisory business on Monday, saying she defrauded investors.
Source: Reuters
Fraud charges against Patriarch Partners CEO  

CNBC's Robert Frank reports on fraud charges against Lynn Tilton, CEO of Patriarch Partners.
Source: CNBC.com
U.S. SEC accuses financier Lynn Tilton of defrauding investors

WASHINGTON, March 30- U.S. regulators took aim at financier Lynn Tilton and her advisory business on Monday, saying she breached her fiduciary duty to investors by hiding the poor performance of loans underlying three collateralized loan obligations. The Securities and Exchange Commission said that Tilton and Patriarch Partners were able to collect almost...
Source: Reuters