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Search results for "Lynn Tilton"



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UPDATE 1-Lynn Tilton, Patriarch formally sued in U.S. by two investors

NEW YORK, Oct 5- Lynn Tilton, a New York financier accused by the U.S. Securities and Exchange Commission of defrauding clients, was sued on Monday by two of her investors, who claimed her mismanagement and misrepresentations caused them to lose more than $45 million. Germany's Norddeutsche Landesbank Girozentrale and its Hannover Funding Co affiliate said...
Source: Reuters
UPDATE 1-U.S. appeals court halts SEC fraud case against financier Tilton

Administrative proceedings are handled by judges on the SEC payroll. Tilton and others have also said the appointment of the presiding judges is unconstitutional, and must be made by SEC commissioners. SEC spokeswoman Judith Burns declined to comment, as did Tilton's lawyer David Zornow.
Source: Reuters | By: Jonathan Stempel
Financier Lynn Tilton asks U.S. appeals court to block SEC fraud case

NEW YORK, Sept 16- A lawyer for New York financier Lynn Tilton on Wednesday urged a federal appeals court to block the U.S. Securities and Exchange Commission from trying her for defrauding investors before an in-house judge hired by the regulator. David Zornow, Tilton's lawyer, urged the U.S. 2nd Circuit Court of Appeals in New York to ensure that the head of...
Source: Reuters | By: Nate Raymond
Appeal by 'Diva of Distressed' spotlights SEC in-house court

The 2nd U.S. Circuit Court of Appeals in New York on Wednesday will hear arguments over whether to revive a lawsuit by Lynn Tilton, a private equity chief dubbed the "Diva of Distressed," to block the SEC from pursuing fraud charges in an in-house administrative proceeding instead of federal court. Some, including Tilton, also say the appointment of administrative...
Source: Reuters | By: Nate Raymond