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UPDATE 1-SEC may pursue case against ex-S&P executive -U.S. judge

District Judge Richard Berman in Manhattan said Barbara Duka did not deserve a preliminary injunction because she was unlikely to succeed on the merits of her argument that SEC administrative proceedings are unconstitutional. The 2010 Dodd-Frank financial reforms gave the SEC the power to pursue more enforcement cases in-house, rather than in federal...
Source: Reuters | By: Jonathan Stempel
'Diva of distress' vs. SEC: Does she have a case?

Lynn Tilton may be trying to tear up the new order of American securities regulation. And a number of legal eagles say she might have a point.
Source: CNBC.com | By: Alex Rosenberg
Lawsuit says Wall Street executive overcharged on contracts

WASHINGTON- Two former employees of a helicopter company owned by a prominent Wall Street financier allege that she exploited a connection with an Army colonel to charge the U.S. government inflated prices for rotorcraft. In documents filed Thursday in U.S. District Court in Alabama, the whistleblowers said Lynn Tilton offered the officer, Norbert Vergez, a...
Source: The Associated Press | By: By RICHARD LARDNER, Associated Press
Ex-U.S Army colonel tied to Tilton equity firm reaches plea deal

April 8- A retired U.S. Army colonel has agreed to plead guilty to negotiating a job with financier Lynn Tilton's private equity firm while also taking steps to ensure a helicopter company that did business with the Department of Defense got paid faster. Court papers do not identify by name the helicopter company, MD Helicopters in Mesa, Arizona, or Patriarch...
Source: Reuters | By: Nate Raymond
Ex-Army colonel pleads guilty to breaking law in job hunt

WASHINGTON- A retired Army colonel pleaded guilty to negotiating his post-military employment with a helicopter company that did business with the Defense Department office he ran while still in uniform, according to court records filed Tuesday by U.S. government attorneys. Officers of Vergez's seniority are typically allowed to be reimbursed by Defense...
Source: The Associated Press | By: By RICHARD LARDNER, Associated Press
'Gutted like a carp': Whistleblower sues PE firm

Whistleblower accused TPG of ignoring his warnings that the firm may have violated securities regulations.
Source: Reuters
Tilton a trophy for SEC  

Billionaire Lynn Tilton told CNBC why she is suing the SEC, which is accusing her of fraud. CNBC's Robert Frank and Eamon Javers, provide insight to the events.
Source: CNBC.com
CNBC update: Family killed while sleeping  

Reports from police say a sleeping couple and their unborn child were killed on impact after a sport utility vehicle slammed into their home in Florida; Amazon is unveiling the "Dash Button"; and Michelle Obama is pushing children to stick with healthy lunch recipes, reports CNBC's Sue Herera.
Source: CNBC.com
Financier Tilton says no investors raised issues in SEC's case

April 1- New York financier Lynn Tilton on Wednesday said none of her investors had raised with her the issues involved in a U.S. Securities and Exchange Commission case in which she is accused of hiding the poor performance of several funds. Tilton said in an interview on CNBC that she was "baffled" by the accusations. Earlier on Wednesday, she sued the SEC to stop it...
Source: Reuters
Tilton blasts SEC, casts as 'David vs. Goliath'

Patriarch Partners and Lynn Tilton filed a counter-suit against the SEC, claiming it violated their right to the constitution.
Source: CNBC.com | By: Karma Allen